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Internal Banking Auditor
Ref No.: 18-02431
Location: New York, New York
Start Date / End Date: 05/30/2018 to 08/31/2018

About the Team ​

The Internal Audit Division, Americas Department (IADA) provides internal audit services. IADA's mission is to act as an independent, objective assurance and consulting function, designed to add value and improve Mizuho Bank's operations.

  • Perform selected internal audits, special audit work and other special projects of the Group or as otherwise directed, in compliance with recognized professional standards and with approved IAD/IADA policies, procedures and standards, and in accordance with date and time requirements.
  • Remain knowledgeable and current on the business and risk profiles of the areas audited by the Group. Provide appropriate support for the Group's risk assessment and off-site monitoring activities.
  • Maintain communications with the Group Manager, In-Charge Auditors, IADA staff, and others as needed to ensure effective and efficient execution of internal audits and other assignmentsAs an Internal Auditor in the Internal Audit Division will be responsible for:

Responsibilities

  • Independent assessments of business risks and the strength and viability of control structures within Firm's businesses and utility functions.
  • Identifying and formulating solutions to issues around internal controls, risk measurement and management, financial reporting and operations.
  • Tracking implementation of recommended processes designed to strengthen internal controls.
  • Developing effective Senior Line Management relationships.
  • Continuous Business Monitoring, including reporting issues and recommending appropriate and immediate intercession where needed.
  • Conducting periodic monitoring of risk areas to identify emerging risks and trends.
  • Coordinating with Internal Audit Division Management to develop effective techniques to address broader corporate emerging issues.
  • Actively promoting integrated auditing concepts and use of technology and audit retrievals.

Skills:
  • Auditing Operational Risk Management Framework. (years of experience should be more than 5 in theory)
  • Auditing End to End Regulatory Reporting.
  • Auditing Third Party Risk Management Framework.
  • Possess up to 3 years of work experience relevant to internal or external auditing, bank supervisory examination, or which otherwise provides the knowledge and skills enabling effective performance as an internal auditor in financial services.
  • Knowledge and understanding of internal audit principles, practices and techniques, and of the concepts of risk, risk management, internal control and compliance, to execute assigned audit work in compliance with professional standards and with Mizuho/IAD/IADA policies and procedures.
  • Shows the ability to effectively analyze problems; to interpret, understand and follow the instructions of the In Charge Auditor or the Group Manager without excessive supervision; to recognize, develop and present audit findings related to work performed; and to prepare all required audit working papers according to standard.

Education:
  • Bachelors Degree or equivalent, preferably in a relevant discipline. May also hold an advanced or specialized degree and/or a professional certification (e.g., CPA, CA, CIA, CISA) or license relevant to the profession.