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AML Analyst
Ref No.: 18-19727
Location: Baltimore, Maryland
AML Analyst needed for major Financial client in Baltimore, MD.
*4 year college degree is a requirement for this position.

Position Description:

*Coordinating and collecting Brokerage Know Your Client (KYC) information, completing legal documentation reviews, and performing Enhanced Due Diligence (EDD) on our Wealth Management clients. Reviews involve interaction with Financial Advisor, Client Service Associates, and Risk Officers in order fulfill the EDD reviews.

Qualifications:
Understanding of BSA/AML regulations, Solid communication skills, Ability to review legal documentation in collaboration with Advisors/Relationship Managers.

Skills Required:
• Have an undergraduate degree in Business, Finance, or other related field
• Have 2+ years of relevant experience in BSA/AML Compliance, Know Your Customer, and Customer Identification Program requirements
• Ability to work both independently and with team members, as well as providing support for multiple team managers, under tight deadlines
• Evidence strong interpersonal skills and ability to communicate effectively both verbally and in writing
• Be able to handle highly confidential information professionally and with appropriate discretion

​Responsibilities:
• Provide support of Wealth Managements BSA/AML Know Your Client and Enhanced Due Diligence (EDD) processes for the First Line Wealth Management Risk team
• Partner with the Business Unit, including Financial Advisors and Branch Risk Officers, to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive client experience
• Assist in the coordination of Wealth Managements Periodic Review process to ensure continued knowledge of Wealth Managements client base and any material changes to client information
• Coordinate with the Second Line of Defense Wealth Management AML Compliance teams to monitor client relationships on an ongoing basis
• Actively identify, measure, control, and remediate AML Risk issues with partners in WM AML Compliance and the Business Unit

Desired Skills (Not Required):
*Understanding of foreign and domestic business entities and structures
*Ability to review foreign and domestic legal documentation in collaboration with Financial Advisors