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KYC Administrator
Ref No.: 18-09649
Location: New York, New York
Global Financial Firm has a Contract Opportunity in NYC


The KYC Administrator will primarily be responsible for ensuring that all new client relationships for Asset & Wealth Management have undergone the appropriate client identification screening as mandated by DeAWM's Anti Money Laundering (AML) and Know Your Client (KYC) procedures. The Administrator will work closely with Regional Compliance and Sales as well as its counterparts in other regions. The Administrator must be detail-oriented with the ability to multi-task, prioritize work assignments, communicate effectively with internal staff and clients, and complete assignments accurately and in a timely manner. Follow-through skills and time management are critical elements of this position.

• Perform the required Know Your Client/Know Your Intermediary (KYI) screening on new clients by documenting and corroborating the information obtained on the client as required by DeAWM's KYC Procedures utilizing a variety of independent research sources
• Analyze Client data, documentation and negative news in order to determine Client Risk Profile as established under the KYC Procedures
• Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for new clients are met
• Liaise with Compliance on specific requirements and regulations arising under special circumstances
• Liaise with Clients, Front Office Legal and Operations as necessary as part of the KYC process
• Perform Client account periodic reviews as required