Regulatory Specialist
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Regulatory Specialist
Ref No.: 18-07095
Location: Jersey City, New Jersey
Large Company has a Contract Opporunity in Jersey City, NJ


Manager is seeking individuals with financial services industry experience in a regulatory or support and control function such as Legal, Compliance, Audit, or Risk, or with regulatory/litigation experience at a law firm. Bachelor's degree required and JD a plus


• Serve as primary interface with regulators globally.
• Coordinate all aspects of physical onsite examinations including the coordination of meetings, and the review and submission of documentation to regulators.
• Assist in processing regulatory requests for information by gathering information from personnel at all levels from various departments across CLIENT.
• Review responses for timeliness and responsiveness, track follow-up items, and facilitate the submission of responsive information to regulators.
• Assist in the coordination and drafting of post-examination response letters to regulators.
• Contribute to internal management reporting with respect to examinations, meetings, and other ad-hoc requests.
• Generally assist the Regulatory Relations leadership team as necessary.