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Audit/Controls Testing Specialist
Ref No.: 18-04853
Location: RIVERWOODS, Illinois
Large Company has a Contract Opportunity in Riverwoods, IL

This is for the 1st LoD for card marketing.
Tests all key controls for business areas of marketing. Testing key controls for 2018 calendar year.
Needs control testing and internal audit experience.
Looking for financial services experience.
Participating in meetings with business partner.
Looking for someone who can consider the risk environment that's being tested against.
Needs to execute the test steps to make sure that the tests are appropriate (making sure the controls actually mitigate the risk).
Business partners are tested 2x/yr.
Archer system is used as a record tool, nice to have.
MS Office needed.
Possibility for contract-hire.


As the first line of defense for Card Marketing, the Marketing Business Risk Office (MBR) works with Marketing to ensure promises we make to customers are in line with brand / business model expectations and meet all applicable laws. The Business Unit Testing and Monitoring (BUTM) is responsible for executing the control testing. Controls are tested on a routine basis for all controls associated with high legal risks. BUTM testing ensures that controls are appropriately designed and works to identify control or procedural gaps.


The individual in this role will be responsible for: • Leading meetings with Marketing control owners to understand and walk-through their controls • Requesting evidence to execute tests of controls • Executing test of controls and documenting the results using a pre-defined template • Maintaining supporting evidence for test exceptions identified • Vetting issues with control owners to gain agreement • Creating new test plans as needed • Continually improve existing plans to ensure plans adequately address the risk • Assisting control owners with the development of action plans • Completing assigned testing within required timeframes as defined by Corporate Risk • Summarizing testing results and findings identified for management • Performing action verification follow-up testing as assigned to ensure issues are adequately resolve • Promote a risk-aware culture, ensure efficient and effective risk and compliance management practices by adhering to required standards and processes