​Regional Finance – Broker Dealer Regulatory Reporting
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​Regional Finance – Broker Dealer Regulatory Reporting
Ref No.: 17-23204
Location: Jacksonville, Florida
Global Financial Firm has a Contract Opportunity in Jacksonville, FL



Strong knowledge in MS Excel and good MS Access skills preferred. Understanding of the Regulatory Rules preferred.

The individual being sought shall be responsible for the preparation of critical daily, weekly, monthly and quarterly reporting for the Broker Dealer entity. The expectation is to assure the accuracy and timeliness of reporting by working with team.


• Challenge, resolve, and communicate issues to internal stakeholders
• Provide quality assurance over daily and monthly reporting process
• Work with stakeholders to provide value added services to business
• Understand internal stakeholder needs and priorities and understand management responsibilities
• Prepare schedules that contribute to Daily Net Capital calculation
• Prepare schedules contributing to FOCUS report
• Liaise with the various Operations and Finance teams to understand transactions and obtain relevant information to complete reporting
• Performing reconciliations of reporting to SAP General Ledger, external source documentation and various reporting provided by teams and assist in obtaining explanations for differences
• Communicate and follow-up on material variances in reported values
• Assist with providing supporting documentation for internal and external stakeholders
• Calculation of regulatory capital charges related to Futures, Commodities, Options, Fixed Income and Equity