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Internal Auditor III-Specialty
Ref No.: 17-22709
Location: Washington,, District of Columbia
JOB INFORMATION

The Auditor - Specialty III assists with planning, executing and reporting audits of complex functionalities and output of various information technology systems, applications or platforms/operating systems, financial and statistical models, or risk management activities for compliance with corporate policies and procedures. Fully demonstrate generalized knowledge of the mortgage industry and Client's business operations. Demonstrate developing specialized knowledge of the mortgage industry and Client's business operations as it relates to models, risk management, or technology systems.

KEY JOB FUNCTIONS
  • Apply specialized technical knowledge and expertise to perform reviews relating to the full life cycle of models, information technology applications, or risk management/analysis used across the company.
  • Successfully perform all key job functions of the Internal Auditor - Specialty role at a higher level of complexity, scope and autonomy. Coordinate and lead audit team meetings to discuss the audit plan, including audit background, preliminary objectives/scope (identified during the Annual Audit Planning process), audit budget, audit execution schedule, affected departments, contacts and expectations. Take ownership and independently manage subsets of audits with minimal oversight from Audit Manager/Director - Specialty.
  • Conduct first-level review of Internal Auditor - Specialty work and documentation; leverage Internal Audit Manager/Director - Specialty guidance as needed. Review audit documentation; begin to determine risks and the potential impact of risks on the organization. Perform root cause analysis on exceptions identified during audits. Validate and document Risk Control Matrix; write test procedures based on Risk Control Matrix. Draft audit reports; revise and finalize with Audit Manager/Director - Specialty.
  • Write ICIs, discuss with audit management and validate issues with customers; assist with additional report writing as needed. Assist with tracking results of prior audits, identifying audit themes across organizations and determining if appropriate corrective action has been taken regarding significant audit concerns. Contribute to strengthening and improving the governance, risk and control environment of the organization; share issues, ideas and recommendations with the Internal Audit Manager/Director - Specialty and Internal Audit teams.
  • Provide informal, day-to-day coaching and guidance to Internal Auditor - Specialty. Share knowledge of specialty areas to build knowledge and capabilities across Internal Audit. Build and maintain relationships with business partners at the manager and staff levels. Provide advice and share Internal Audit knowledge with business partner managers and staff to strengthen governance, risk and control environments, as appropriate.
Qualifications:

EDUCATION
  • Bachelor's Degree or equivalent required
CERTIFICATE
  • CFA, FRM/PRM, CIA, CPA, CFE, CISA, CISM, CISSP
MINIMUM EXPERIENCE
  • 4+ years of related experience

SPECIALIZED KNOWLEDGE & SKILLS
  • Strong critical thinking and analytical skills required
  • Experience in IT general controls, including performing suitability of design and operating effectiveness testing
  • Ability to work independently and effectively apply judgement to reach appropriately reasoned conclusions required
  • Advanced experience with MS Excel functions
  • Experience with data analytics
  • CIA, CISA, or other relevant industry certifications required
  • Knowledge in the mortgage industry a plus

EMPLOYMENT
As a condition of employment with Client, any successful job applicant will be required to pass a pre-employment drug screen and to successfully complete a background investigation.


Client is an Equal Opportunity Employer.








Employee Status:
Regular
Job Type:
Standard
More Information About the Job
Are you open to sponsorship?
No
Is there a possibility to work remote?
No
Is there equity?
No
Are there flexible work hours?
No
Does this position have direct reports?
No