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Compliance Manager - Municipal Markets Group
Ref No.: 17-19132
Location: New York, NY, New York
Required Skills:
  • Minimum 7 years compliance or municipal securities regulatory experience with a Municipal broker dealer or regulator
  • Solid understanding of MSRB / Client Rules
  • Experience with Municipal bonds and derivatives
  • Bachelor's degree or equivalent
  • Excellent verbal and written communication skills, requires interaction with senior management
  • Ability to multi-task in a fast paced environment
Desired Skills:
  • Additional degrees, licenses, or experience a plus
  • Experience in Financial Services or similarly regulated sector
More Information About the Job
Is Relocation Available?
No

Is there a bonus structure?
10%

Are you open to sponsorship?
No

This position is:
Backfill

Is there a possibility to work remote?
No

Is there equity?
No

Are there flexible work hours?
No

Does this position have direct reports?
No