Previous Job
Compliance Case Investigator
Ref No.: 18-05599
Location: New York, New York
Position Type:Direct Placement
Pay Rate : $ 75,000.00 - 95,000.00 /Year
The Case Investigator will assist in the second and third phases of the Bank Case Management System and will support the Case Review Team in monitoring and identifying potentially suspicious activity as it relates to the Bank's Risk, Compliance, Operations and Specialty Lines of Business. The Case Review Team is part of the Financial Intelligence Unit ( "FIU”) which is responsible for all phases of the Bank's Case Management System. This position is directly responsible for reviewing all customer transactions escalated for further analysis. This analysis includes completing a comprehensive review of all customer account activity and, when necessary, filing Suspicious Activity Reports ( "SARs”).
Additional responsibilities include:
  • Writing a comprehensive analysis of the account activity to support the disposition to close a case or file a SAR.
  • Managing cases of potentially suspicious activity from the automated monitoring system, including an analysis of all transaction activity.
  • Completing quarterly review of High Risk Customers. These reviews will include a detailed discussion of the customer's account activity and whether it is consistent with the customer's type of business or personal wealth profile.
Skills and Qualifications:
  • Bachelor degree and/or equivalent relevant experience.
  • Minimum of 2 years in banking, with a strong emphasis on BSA, AML and OFAC laws and regulations.
  • Must have prior experience reviewing and working cases, preferably in the financial intelligence unit of financial institution.
  • Must be able to review complex and multi-tiered accounts to detect potentially suspicious activity and be able to articulate these reviews in an understandable format.
  • CAMS certification highly preferred.
Copy and paste this link into your browser to chat with a recruiter now: