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Compliance Consultant
Ref No.: 18-05212
Location: New York, New York
Position Type:Contract
Our client is actively seeking a temporary consultant/contractor with compliance experience to assist the Infrastructure team. The Infrastructure team is responsible for conducting risk assessments, collecting metrics, compiling and analyzing reports, and employee trainings and communications. In addition, the Infrastructure team tracks regulation and legal changes worldwide, then ensures internal compliance of such changes. The Infrastructure team is divided into two teams: the Compliance Policies & Regulatory Change team and the Project Management Team. The successful candidate will work with the Compliance Policies & Regulatory Change team and will have a reporting line into the Head of Compliance Policies & Regulatory Change, who is based in New York. The individual will work temporally with the Compliance Policies & Regulatory Change team in New York and with the other Regions, to assist the team in regulatory inventory.
The primary responsibilities of the role are:
  • Analyzing and organizing regulatory inventory
  • Standardizing and conducting quality control checks on internal Regulatory Database
  • Re-mapping of internal policies and procedures to worldwide CRA laws and regulations
  • Addressing data remediation 
Qualifications and Experience
The ideal candidate will possess the following qualifications and experience:
  • Required: A Juris Doctorate with at least two years of experience
  • Required: Native-level proficiency in the English language, with exceptional verbal, writing, editing and interpersonal skills. Additional language skills a strong plus
  • Required: Strong experience in analyzing, interpreting and advising on regulatory requirements, with strong knowledge of the securities laws and/or CRA laws in the United States and other relevant Regions
  • Required: Ability to be detail oriented attention to detail, with excellent organizational skills
  • International experience is a strong plus
  • A high level of independence, energy and integrity, with a respect for, and an understanding of, a diversity of opinions, styles and cultures