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Senior RFI Analyst
Ref No.: 18-04950
Location: Long Island City, New York
Position Type:Contract
Job Title:
Senior RFI (Request For Information) Analyst
Long Island City, NY (Ability to commute to the NYC Metropolitan Area)
Major Responsibilities:
  • Creating, editing, and monitor policies and procedures for RFI Team
  • Efficiently manage a caseload of investigations and requests
  • Training junior staff and other departments on investigation techniques and trends
  • Act as a liaison between Compliance department and other departments to gather information that aid in investigations
  • Knowledgeable with a variety of consumer and commercial bank products
  • Recognize red flags for retail and commercial products.
  • Effectively manage an internal RFI system.
  • Ability to produce and present reports effectively showing progress of workstreams.
  • Decipher SWIFT messages to properly extract information necessary to aid in investigations
  • Knowledgeable in various payment types (CHIPS, SWIFT, etc)
  • Provide guidance and act as SME to proper investigation techniques and inquiries.
  • Conduct additional research/review of transactional history as necessary in determining the correct disposition for the Alerts and/or request additional information from the TM Investigator if gaps exist in the documentation or research submitted with their recommended disposition.
  • Assist BSA/AML Compliance Officer to ensure that the branch's BSA/AML procedures, manuals, trainings and programs are kept current and relevant for the Compliance Department.
  • Perform other ad hoc duties as required for the Compliance Department.
  • Communicate effectively with internal and external partners.
Skills, Competencies, and Experience Needed:
  • 3-5 Years of experience working in Financial Services Operations, Compliance, or Risk Management
  • Project Management experience
  • Technology or Programming experience a huge plus
  • Great written and communication skills
  • Ability to work independently and on a team
  • Bachelor's Degree
  • High degree of knowledge of current BSA/AML, KYC, and OFAC laws and regulations.
  • Familiarity with Lotus Notes, PRIME, Actimize, SQL, Microsoft Office Suite
  • CAMS certification (preferred)
  • Bilingual Chinese (preferred)