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Corporate Compliance Officer
Ref No.: 18-04879
Location: New York City, New York
Position Type:Contract
Corporate Compliance Analyst
  • The Corporate Compliance Officer, under the direction of the Compliance Program Manager, will serve as support for the Program Advisory and Change Management areas for the Branch
  • Assist the Compliance Program Manager in the draft, implementation and maintenance of the consumer and corporate compliance policies and procedures.
  • Help to implement procedures and controls on changes and updates related to regulatory matters
  • Participate and provide BSA/AML input on new products and services offerings
  • Follow up of change management activities to ensure that changes are requested, reviewed, approved and implemented in an appropriate manner.
  • Update the Change Management procedure as required
  • Policy, procedures and processes update and maintenance
  • Maintain a central repository of approved compliance P&P's and ensure accessibility by staff
  • Coordinate CSI acquisition and centralize storage of CSI
  • Assist in Compliance staffing arrangement
  • Assist in overseeing the creation and execution of compliance training program and documenting training and attendance
  • Assist in the Compliance Committee agenda, material preparation and minutes taking.
Experience Needed
  • Bachelor's degree
  • Experienced in AML Compliance roles with knowledge of the U.S. Regulatory environment with emphasis on the Bank Secrecy Act (BSA), US PATRIOT Act and OFAC Program.
  • Experience interacting with regulatory agencies