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SVP/VP Regulatory Affairs
Ref No.: 18-04327
Location: New York, New York
Position Type:Direct Placement
Pay Rate : $ 140,000.00 - 200,000.00 /Year

Regulatory Affairs SVP/VP (Team Lead)
  • The incumbent will oversee all policies and procedures, regulatory communication and regulatory tracking.
  • S/he will communicate with regulators regarding ongoing regulatory issues, collect relevant information for different teams and projects as well as writing regulatory reports.
  • Main responsibilities will include regulatory remediation oversight, communication with regulators and executive management as well as policy and procedure oversight.
  • The team lead will oversee regulatory remediation, from daily operations, to providing recommendations and identifying potential issues.
  • S/he will act as a bridge between the regulators and the bank and report to management with the most up to date information.
  • We are looking for someone with at least 5-7 years of experience with in-depth knowledge of banking regulatory requirements, compliance practice and compliance risk management.
  • Comprehensive knowledge of BSA/AML and OFAC related regulations are required. CAMs preferred.
  • As per the hiring manager, the top 3 requirements are:
    • 1) Solid knowledge & experience of BSA/AML and OFAC compliance a must,
    • 2) Federal/state government banking agencies (OCC, Fed, FDIC, etc.) working experience a big plus,
    • 3) Big four working experience with exposure to regulatory remediation efforts project a big plus.