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Senior Associate I
Ref No.: 18-04218
Location: Dallas, Texas
Position Type:Direct Placement
Pay Rate : $ 60,000.00 - 80,000.00 /Year
Senior Associate I

Position Summary: Seeking energetic professional with skills and growing proficiency in financial institutions regulatory compliance. Experience in other aspects of internal audit and/or a strong desire to learn is preferred.
You will work with a high performing and dynamic team that helps clients meet their regulatory and risk management objectives. The position requires being able to communicate with C-level executives and help train other team members. The preferred candidate has a CRCM, CAMS and/or other regulatory certifications along with the ability to supervise teams of 2 - 6 on multiple concurrent engagements.
Primary Responsibilities:
  • Plan, perform, and deliver work with limited supervision. This includes developing/executing audit programs, developing budgets and communicating results in written and verbal form.
  • Monitor and supervise progress of other team members in executing the various phases of an engagement.
  • Review the work executed by other staff for completeness and accuracy.
  • Responsible for ensuring that deliverables and workpapers produced by team members are clear and concise and comply with firm standards.
  • Delegate tasks to help develop others and execute efficiently.
  • Keep supervisors apprised of engagement and scheduling issues.
  • Develop and enhance client relationships at appropriate levels through strong communication and project management skills. Learn billing responsibilities and other skills of engagement management.
Bachelors and/or Master's Degree coupled with related financial institutions experience.
  • Proficient at Microsoft Excel, Word, Outlook.
  • Excellent written and verbal communications skills.
  • Team orientation and strong interpersonal skills.
  • Strong project management skills.
  • Demonstrate independent thinking and strong decision making skills.
  • Sufficient technical skills to perform the essential duties and responsibilities of this position.
  • Regulatory specialty certifications – CRCM, CRMA, CBA, CAMS, CBCO or other specialist certifications desirable.
  • 3-4 + years or more of examination, industry, public accounting/consulting or a combination of equivalent experience in order to successfully fulfill the position's responsibilities.