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Marketing Compliance Consultant
Ref No.: 18-03835
Location: New York, New York
Position Type:Contract
Pay Rate : $ 85.00 - 90.00 /Hour
Marketing Compliance Consultant
Provide thought leadership on the impact and implementation of regulation
Job Purpose/Background:
  • An opening is available to help manage the US Marketing Compliance team.  The role will be based in New York.  The position will report into the Global Head of Marketing & Distribution Compliance and will be focusing on the daily management of a team reviewing sales and marketing materials and related projects for the entire US platform.
Key Responsibilities:
  • Oversight of a team of marketing compliance professionals who are providing regulatory advice and consult on a variety of issues relation to the marketing and distribution of products and services on the US platform
  • Review and provide advice on sales materials, whitepapers, websites and other media
  • Identify regulatory and reputational risks on given projects
  • Deliver targeted training on marketing and advertising rules and policies, as well as, applicable regulatory developments
  • Advise on product distribution issues for global institutional businesses
  • Analyze and opine on regulatory developments, as relevant
  • Minimum of 6 - 8 years of legal and/or compliance experience
  • Knowledge of investment management industry
  • Excellent organizational and time management skills, ability to work within tight deadlines
  • Ability to lead team and various projects, as well as manage relationships with internal stakeholders
  • Ideal candidate would enjoy working within a collaborative team structure
  • Asset management product knowledge (preferable, not required)
  • Exposure to advertising and marketing regulations (preferable, not required)
  • Knowledge Client and SEC rules and regulations
  • Strong analytical and (written and oral) communications skills
  • Ability to identify and analyze issues
BS/BA degree & JD degree