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Chief Compliance Officer
Ref No.: 18-02308
Location: San Francisco, California
Position Type:Full Time
Pay Rate : $ 250,000.00 - 350,000.00 /Hour
As Chief Compliance Officer, you will have the opportunity to build a FinTech firm's compliance program into its next level and scale, working across all teams to implement policies that will impact every area of the business  This is a high visibility role, reporting directly to the CEO, where you will work closely with senior management and the executive team on a regular basis.

In this role you will:
  • Lead the compliance team and oversee the structuring and build out of compliance policies and processes
  • Develop KYC/AML/BSA program and procedures for existing and future product development
  • Complete filing of suspicious activity reports (SARS) - completing the required investigations and narratives for each authority.
  • Conduct regular evaluation of customer onboarding and due diligence controls
  • Draft and update any necessary desktop procedures
  • Assist internal partners with AML/KYC related questions and escalations
  • Assist with OFAC sanctions and PEP screening
  • Be the point person for state and federal financial services regulators, auditors, and third party due diligence partners.
  • Ensure compliance with products and services.
  • Manage relationship with bank partnerships

Job Requirements
  • Bachelor Degree (JD a plus)
  • Have at least 8 years of experience as an MLRO, Compliance Officer, Anti-Money Laundering Officer
  • AML/CFT certified (ACAMS, ACFCS) (preferred)
  • Be naturally curious. Thrive in a fast-paced, high-pressure environment
  • Led teams before