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Corporate Compliance Officer
Ref No.: 18-02259
Location: New York City, New York
Position Type:Full Time
Pay Rate : $ 80,000.00 - 85,000.00 /Year
The Corporate Compliance Officer, under the direction of the Compliance Program Manager, will serve as support for the Program, Advisory, and Change Management areas for the Branch. 

  • Assist the Compliance Program Manager in the draft, implement, and maintain consumer and corporate compliance policies and procedures
  • Help to implement procedures and controls on changes and updates related to regulatory matters 
  • Participate and provide BSA/AML input on new products and services offerings
  • Follow up of change management activities to ensure that changes are requested, reviewed, approved, and implemented in an appropriate manner
  • Update the Change Management procedure as required
  • Policy, procedures and processes update and maintenance
  • Maintain a central repository of approved documentation and ensure accessibility by staff
  • Process the payment of legal fees
  • Coordinate CSI acquisition and centralize storage of CSI
  • Assist in Compliance staffing arrangement
  • Assist in oversee the creation and execution of compliance training program and documenting training and attendance
  • Assist in Compliance Committee agenda, material preparation and Minutes Taking
  • Experienced in AML compliance roles with knowledge of the U.S. regulatory environment with emphasis on the Bank Secrecy Act (BSA),
    USA PATRIOT Act and OFAC programs.
  • Experience interacting with regulatory agencies
  • Strong and effective communication skills and ability to translate complicated regulatory issues to management and personnel