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AVP Regulatory Affairs Officer
Ref No.: 18-01802
Location: New York, New York
Position Type:Full Time
Pay Rate : $ 95,000.00 - 125,000.00 /Year
  • The incumbent is responsible for:
  • 1) communicating with regulators regarding ongoing regulatory issues;
  • 2) collecting relevant information for different teams and projects; and
  • 3) writing regulatory reports and submitting to the Bank's Executive Management.
  • Job duties include but are not limited to collecting information regarding FA and MRA remediation plan progress and providing useful recommendations on current remediation plans.
  • We are looking for candidates who have a Bachelor's degree or above with 5-7 years of working experience.
  • Knowledge of U.S. Banking regulations and compliance practice, compliance risk management, and Risk Governance Framework is highly preferred.
  • CAMS preferred.