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Regulatory Compliance Officer
Ref No.: 18-01606
Location: New York, New York
Position Type:Full Time
Pay Rate : $ 60,000.00 - 85,000.00 /Year
The New York Branch of a Foreign Bank is looking for a Regulatory Compliance Officer, who will report up to the CCO and work autonomously. The Regulatory Compliance Officer will execute the Branch's Compliance Program with the exception of BSA/AML matters (This position will work closely with the BSA Officer). The Regulatory Compliance Officer will liaise with the NYS Banking Department and FRB. The Regulatory Compliance Officer will conduct testing and risk assessments of the program. The qualified candidate will have a JD and significant regulatory compliance experience or 5-10 years of regulatory compliance experience.