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Compliance Analyst
Ref No.: 17-03913
Location: San Francisco, California
Position Type:Full Time
Pay Rate : $ 80,000.00 - 100,000.00 /Hour
The Compliance Analyst will be responsible for the Compliance Management System and owning Compliance initiatives in support of small business financing products and services:
  • Conducting Monitoring/Auditing and Compliance Policy Management
  • Serves in an SME capacity and provides direction to support internal business units from a compliance standpoint.
  • Monitor all federal and state laws affecting the operations of the Company and coordinate changes in operations systems as needed
  • Communicates with customers on compliance related matters.
  • Create and execute compliance reviews/audits for loan origination process.
  • Responsible for maintaining Regulatory Compliance for lending laws from, RESPA, TILA, Dodd-Frank Act, FCRA to various high cost and licensing laws, including SAFE act.

  • Knowledge of relevant regulations including Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA), Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending Act (TILA), RESPA, Dodd-Frank Act, etc.
  • Compliance testing experience.
  • Ability to work well under pressure in a fast paced-environment and meet multiple and sometimes competing deadlines.
  • At least 3 years of proven experience in a compliance role.