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VP Audit Manager
Ref No.: 17-03894
Location: New York, New York
Position Type:Full Time
Pay Rate : $ 100,000.00 - 135,000.00 /Year
Position Summary
The Audit Manager will assist in the annual risk assessment process, perform and manage operational, financial and regulatory audits, Sarbanes Oxley (SOX) testing, and participate on special projects.  Write and/or review detailed audit programs to test the internal controls.  Document findings and interface with line management to confirm accuracy of observations and agree upon action plans.  Write and/or review clear, concise and persuasive audit reports and other documents summarizing level of risk, scope, findings, recommendations, and the status of the issues. Direct and participate in special audits or project reviews.

Major Responsibilities:
  • Perform risk-based audit work, including detailed walkthrough meetings, documentation review, and substantive testing.
  • Perform Sarbanes-Oxley control testing for key business processes.
  • Assess control strengths and weaknesses and determine compliance with policies and procedures.
  • Draft and present comprehensive management action plans and audit reports as final deliverables.
  • Establish and maintain relationships with other control functions (Compliance, Risk and Internal Controls) and key stakeholders within the Firm.
  • Minimum of 3 years' experience of performing financial/operational audits and SOX audits.
  • Supervisory experience leading small to medium size teams of auditors.
  • Strong project management skills.
Education/ Experience Requirements:
  • Bachelor's degree in Accounting or Finance preferred.
  • One or more certifications (e.g., CPA, CIA, CAMS) and/or graduate degree preferred.
  • 6 -10 years' prior experience working in audit, compliance and/or risk management function (minimum 3 years in Internal Audit/Public Accounting).