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Senior Compliance Officer
Ref No.: 17-03762
Location: San Francisco, California
Position Type:Full Time
Pay Rate : $ 130,000.00 - 160,000.00 /Year
The Senior Compliance Officer will be responsible for assisting in the built-out of our Compliance Management System, owning Compliance initiatives in support small business financing products and services, and maintaining internal policies and programs associated with regulatory and partnership requirements.
  • Understand, advise and assist in implementing product compliance requirements
  • Advise cross-functional teams in complying with regulatory requirements and internal policies and procedures as part of everyday operations
  • Build, improve and scale compliance programs and processes
  • Manage the implementation of corrective actions or remediation efforts when necessary
  • Develop risk assessments to address legal and regulatory risks for compliance programs
  • Assist in managing day-to- day operations in our bank partnership relationship
Job Requirements
  • Demonstrated implementation of compliance programs working at a financial institution, fintech or payment-focused company
  • Strong understanding of how to identify, mitigate and manage risk during product development
  • Understanding of regulated industry best practices and creativity in designing approaches or applying associated technologies
  • Work with engineering teams during product development to ensure compliance with relevant state and federal laws, as well as financial partnership obligations.
  • Knowledge of relevant regulations including Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Fair Credit Reporting Act (FCRA), Fair Debt Collection Practices Act (FDCPA), Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending Act (TILA) etc.
  • At least 5 years of proven experience in a compliance role