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AVP - Global Compliance Officer
Ref No.: 17-03116
Location: New York, New York
Position Type:Full Time
Pay Rate : $ 100,000.00 - 120,000.00 /Year
AVP – Global Compliance Services Group

Supports the Compliance function in helping our business partners to proactively identify and measure risks and establish and maintain an effective control environment
Main function of the job
Supporting the design and implementation of 'intelligence-based' tools, products and services including (but not limited to):
  • Global Enterprise-Wide Compliance Risk Assessment ("CRA”);
  • communication of material regulatory changes to a global, cross-function and business audience using various technological resources;
  • development, communication and maintenance of high quality Global Policies and Global Standards and effectively managing the related dispensations, waivers and breaches process;
  • reviewing end to end processes, identifying areas for continuous improvement and ensuring sufficient control and risk mitigation is in place;
  • developing and contributing to management information; and actively participating in the team's newly implemented cross-training initiative which aims to ensure a dynamic, inclusive work environment where employee knowledge and skill development are supported.
Professional/technical experience
  • Previous experience in at least one of the following:
  • development, design and maintenance of regulatory risk and control frameworks
  • policy drafting & negotiation      
  • business writing
  • regulatory change management
Academic and professional qualifications
  • 4-year bachelor's degree or equivalent
  • 3+ years of experience working in Compliance or Operational Risk Management