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Financial Operations
Ref No.: 17-02776
Location: Miami, Florida
Position Type:Full Time
The Operation Specialist will serve as a member of the Wealth Management Operations/Finance team, in an environment of strong financial controls. Assist in all aspects of finance/operations including reconciliations, financial and regulatory reporting, budgeting/ forecasting and interfacing with clearing firm. The Operation Specialist will support the CFO in the preparation of the monthly FOCUS report, monthly P&L close, budgeting/forecasting and management reporting. Under general direction, support the financial regulatory and compliance requirements within operations for the Broker Dealer.
  • Focus on daily and monthly reconciliation of accounts.
  • Review Clearing Firm Reports and interface with clearing firm on a daily basis.
  • Assist in closing monthly P&L, general ledger and financial statements.
  • Prepare monthly FOCUS report.
  • Partner with the CFO in development and preparation of monthly and daily metrics/reports
  • Assist with budgeting and forecasting
  • Work with complex financial models to determine regulatory exposure.
The Operation Specialist will have a bachelors degree and 5 plus years of Operations experience