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Implementation Specialist (Portfolio Compliance)
Ref No.: 18-08371
Location: New York, New York
Implementation Specialist (Portfolio Compliance)

Requirements:
  • Minimum 3 years experience working with a Portfolio Testing / Pre and Post Trade Compliance system such as WSO Compliance, CDO Suite / Solvas, Eze Castle Compliance, or CRD
  • Working knowledge of CLO 2.0, 40 Act, UCITS, Hedge Fund, and Separately Managed Account rules
  • Ability to analyze and define requirements from Investment Management Agreement's, CLO Indentures, Collateral Management and Administration Agreements, and other similar documents outlining specific test models and calculations
  • Intermediate SQL Server T-SQL skills and ability to translate business logic and compliance rules into the necessary queries for complex calculations, including: Functions, Stored Procedures, Advanced Query Writing, and Optimization
  • Excellent problem solving abilities
  • Great teamwork skills
  • Well-rounded personality
  • Enthusiasm for technology and finance
  • A degree from a 4 year university
  • Independent business analysis
  • Exceptional communication skills (written & verbal) and be adept at listening and soliciting feedback
  • Detail-oriented & strong work ethic
  • Someone who thrives in a fast-moving environment and can successfully manage multiple competing priorities

Responsibilities:
  • Evaluate client fund structures and rules requirements to develop a comprehensive solution that models all necessary internal, investor, and legal requirements. Evaluate clients' existing business processes to handle pre and post trade compliance, exceptions management, hypothetical analysis, and historical compliance
  • Create custom reports using advanced query writing skills to deliver the information necessary for clients to analyze their portfolio testing status
  • Work with client project teams internally to ensure all data necessary for calculations are available, including security master, positions, and other information
  • Create rules and calculations using our test builder UI and SQL methodologies
  • Configure system settings and options, and execute unit/integration/acceptance testing
  • Test product-level functionality and new releases. Identify and communicate areas for improvement
  • End-user training
  • Some travel required