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Operations Analyst - 18-01174
Ref No.: 18-01174
Location: Salt Lake City, Utah
Position Type:Contract
Start Date / End Date: 06/11/2018 to 11/30/2018
As a member of the Client Onboarding-Client Implementation organization the individual will specialize in the review of AML/KYC documentation and the approval of new relationships for the U.S. business lines.
The individual will ensure due diligence is performed in accordance with our onboarding requirements including coordinating with other areas of the firm (Credit, Compliance, Legal). The individual will work in a fast paced environment with precision and accuracy.
The ability to prioritize, meet deadlines and communicate to all levels of the organization, including Sales, Legal and Compliance, is critical. Understanding of AML/KYC compliance regulations preferred.

Principal Responsibilities:
  • Ensure due diligence is performed to comply with “Know Your Customer” regulations
  • Develop expertise in the Firm’s Anti Money Laundering/Customer Identification due diligence policies
  • Draft procedures to reflect changing regulatory requirements
  • Implement process improvement efficiencies
  • Coordinate with internal and external clients to obtain relevant on boarding requirements
  • Approve the opening of new accounts
 
  • Ability to adapt to new changes and new challenges
  • Use best judgment to prioritize work flows and ensure deadlines are met
  • Ability to forge strong relationships with colleagues and clients
  • Team oriented
  • Excellent written and verbal communication skills
  • Proactive, self-motivated
  • Prudent in escalating potential risk to the Firm